Compliance Review Seminar

Documentation, Compliance & Regulatory Update on Arkansas Accounts

Opening Share Accounts covers all the rules regarding opening accounts in Arkansas. During this seminar, we cover all the documentation, IRS reporting and account card issues for 30 plus types of accounts. We also cover information about types of identification like matricular cards, visas, gun permits and other areas of interest to credit unions. As well as the new W-9 requirements for FACTA. We’ve added some new accounts this year like the Veteran’s Account and minor account alone. With special issues regarding nonresident aliens pending, we take a look at the W-8BEN and how it should be completed. Plus many institutions received CP2100s mismatches for dividend reporting and there are ways to avoid that issue in the future. This is the perfect blend of what’s new and what continues to challenge us as we serve our very diverse members.

Highlights include:

  • New POA statute and POA Dos and Don’ts
  • New W-8BEN and W-8BENE
  • Tax reporting issues particularly in the area of nonresident aliens
  • A solid review of the account card and what types of ownership are in Arkansas.
  • Fiduciary Issues:  Guardianships, Estates, Trusts, UTMAs
  • Business Account documentation which changed in 2011
  • How to style names to be in compliance with the IRS for tax reporting purposes
  • New W-9 requirements for FACTA
  • Common errors on account cards and how to avoid them
  • Plus you will receive a 600+ page manual on CD with all the Arkansas Statutes at your fingertips

Who Should Attend?

Member Service Representatives, Branch Managers, Deposit Operations, BSA, Tellers and anyone who opens accounts and documents accounts.

Date & Location

Little Rock - September 18, 2014
Register Online
Early bird deadline: August 15
Cornerstone Credit Union League - Ark. office
1023 W Capitol Ave.
Little Rock, AR 72201

Business casual dress is appropriate. Bring a jacket or sweater as room temperatures vary.


8:00 a.m. - 8:30 a.m. Registration & Continental Breakfast
8:30 a.m. - 11:30 a.m. Seminar
11:30 a.m. - 12:30 p.m. Lunch (provided)
12:30 p.m. - 3:30 p.m. Seminar

*includes 2 refreshment breaks

Presenter - Deborah L. Crawford

President of gettechnical inc. She specializes in the education of credit union employees and officers in the areas of deposit account laws, new account documentation, complex compliance regulations, and IRAs. Crawford is well known within the industry for her humorous delivery, personal accounts, and promise to reach each and every attendee in her seminar.

CPE Credits

Certified Public Accountants (CPAs) may earn continuing education credits (CPE) in accordance with each state’s Board of Public Accountancy standards and guidelines:

Arkansas CPAs

Oklahoma CPAs

Texas CPAs - The Cornerstone Credit Union League is registered with the Texas State Board of Public Accountancy (TSBPA) as a sponsor of continuing professional education on the State Registry of CPE Sponsor. Certified Public Accountants (CPAs) may earn up to 6.0 continuing education credits (CPE) for the Compliance Review Seminar. No advance preparation or prerequisites are required. The state board of accountancy has final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to: Texas State Board of Public Accountancy/333 Guadalupe - Tower 3, Suite 900/Austin, TX 78701-3900

Administrative policies, such as complaint or refund, please contact the league at 800-442-5762 ext. 6634.

Educational Investment

Fee Per Person/Per Day

Early Bird - $299
Regular Rate - $349

Walk-ins accomodated on a space available basis. Your investment includes instruction, extensive handouts, continental breakfast, lunch, and two (2) refreshment breaks.

Registrant Cancellation Policy

Substitutions are always welcome. Registration fee refunds (less a $50 processing fee per person/per seminar) are granted for cancellations received two weeks prior to each seminar.

Seminar Cancellation Policy

Locations with less than 20 registrants three weeks out may be cancelled. In event of cancellation, all registrants will be notified.

Grant Assistance

The Cornerstone Credit Union Foundation is accepting scholarship applications for League training events based on financial need. Applications must be received by application deadlines. Please visit the Foundation’s website to view all grant applications, guidelines and deadlines. Contact Staci Zale, Foundation Grants Manager, at 800-953-8283 for more information.


Call 800-442-5762 ext. 6642 or 469-385-6642 or email

If you have physical, medical, or dietary needs requiring special attention, please contact us for proper arrangements to be made. For more information regarding administrative policies, such as complaint or refund, please contact us at 800-442-5762 ext. 6630.