Compliance & Audit Conference

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Pre-Conference Workshop

Risk Managing Audit and Compliance in the Era of Enterprise Risk Management
Todd Sherpy, Sherpy & Jones, P.A., Lexington, South Carolina 

Opening General Session

The Top Legal and Compliance Issues Credit Unions are Facing In 2018
Todd Sherpy, Sherpy & Jones, P.A., Lexington, South Carolina

General Session

The Regulatory Roadmap
Theresa Reinke, CUNA Mutual Group, Madison, Wisconsin

General Session

Business & Organization Account Opening
Frank Drake, Esq., Smith Debnam Narron Drake Saintsing & Myers, Raleigh, North Carolina

General Session

Who Dropped the Ball? (A Case Study of 7 Credit Union Embezzlers)
Daniel C. Moulton, Doeren Mayhew, CPAs, Plano, Texas

Closing General Session

Turning Knowledge Into Action – Translating Compliance Requirements to Your Credit Union
David Reed, Esq., Reed & Jolly, PLLC, Oakton, Virginia

Breakout Session 1

Breaking the Fraud Triangle
Pamela Blevins, Credit Union Resources, Inc., Plano, Texas

Breakout Session 2

Navigating the ‘Plastic Prohibition” - Legitimating Offsets of Deposits against Credit Card Debt
Frank Drake, Esq., Smith Debnam Narron Drake Saintsing & Myers, Raleigh, North Carolina

Breakout Session 3

BSA/AML/CIP/OFAC: Update
Steve Gibbs, Credit Union Resources, Inc., Plano, Texas

Breakout Session 4

Understanding CECL Data, Methods, & Modeling
Michael Umscheid, CPA, ARCSys™, Norfolk, Virginia

Breakout Session 5

Reading the Examination Tea Leaves – 5 Ideas to Improve Your Regulatory Examination
David Reed, Esq., Reed & Jolly, PLLC, Oakton, Virginia

Breakout Session 6

Out on a Limb... Are Your Branch Controls and Security Strong Enough?
Daniel C. Moulton, Doeren Mayhew, CPAs, Plano, Texas