Compliance & Audit Conference

Conference Home Fees & Location Agenda Sessions Register

 

 

This tentative schedule is subject to updates.

Wednesday, August 8, 2018

8:00 a.m. - 4:00 p.m.
Pre-Conference & Conference Registration
8:30 a.m. - 11:30 a.m. Pre-Conference Workshop
Risk Managing Audit and Compliance in the Era of Enterprise Risk Management
Todd Sherpy, Sherpy & Jones, P.A.
11:30 a.m. - 1:00 p.m. Lunch on your own
1:00 p.m. - 2:15 p.m. Welcome & Opening General Session
The Top Legal and Compliance Issues Credit Unions are Facing in 2018
Todd Sherpy, Sherpy & Jones, P.A.
2:15 p.m. - 2:30 p.m. Networking Break
2:30 p.m. - 4:00 p.m. General Session
The Regulatory Roadmap
Theresa Reinke, CUNA Mutual Group
4:00 p.m. - 5:00 p.m. Compliance Council Annual Meeting
5:00 p.m. - 6:00 p.m. Welcome Reception
Sponsored by Compliance CouncilHR Council
6:00 p.m. Dinner on your own - Enjoy the sights and sounds of Oklahoma City!

Thursday, August 9, 2018

7:30 a.m. - 8:00 a.m. Continental Breakfast
7:30 a.m. - 3:00 p.m. Conference Registration
8:00 a.m. - 9:30 a.m. General Session
Business & Organization Account Opening
Frank Drake, Esq., Smith Debnam Narron Drake Saintsing & Myers
9:30 a.m. - 9:45 a.m. Networking Break
9:45 a.m. - 11:15 a.m. Breakout Sessions I
  1. Breaking the Fraud Triangle
    Pamela Blevins, Credit Union Resources, Inc.
  2. Navigating the ‘Plastic Prohibition” - Legitimating Offsets of Deposits against Credit Card Debt
    Frank Drake, Esq., Smith Debnam Narron Drake Saintsing & Myers
11:15 a.m. - 12:15 p.m. Networking Lunch
Compliance Professional of the Year Presentation
Sponsored by CUNA Mutual Group
12:15 p.m. - 1:45 p.m. General Session
Who Dropped the Ball? (A Case Study of 7 Credit Union Embezzlers)
Daniel C. Moulton, Doeren Mayhew, CPAs
1:45 p.m. - 2:00 p.m. Networking Break
2:00 p.m. - 3:30 p.m. Breakout Sessions II
  1. BSA/AML/CIP/OFAC: Update
    Steve Gibbs, Credit Union Resources, Inc.
  2. Understanding CECL Data, Methods, & Modeling
    Michael Umscheid, CPA, ARCSys™
3:30 p.m. - 3:45 p.m. Networking Break
3:45 p.m. - 5:15 p.m. Power Hour Sessions
Topics TBA

Friday, August 10, 2018

8:00 a.m. - 8:30 a.m. Continental Breakfast
8:30 a.m. - 10:00 a.m. Breakout Sessions III
  1. Reading the Examination Tea Leaves - 5 Ideas to Improve Your Regulatory Examination
    David Reed, Esq., Reed & Jolly, PLLC
  2. Out on a Limb... Are Your Branch Controls and Security Strong Enough?
    Daniel C. Moulton, CPA, Doeren Mayhew, CPAs
10:00 a.m. - 10:15 a.m. Networking Break
10:15 a.m. - 11:30 a.m. Closing General Session
Turning Knowledge into Action - Translating Compliance Requirements to Your Credit Union
David Reed, Esq., Reed & Jolly, PLLC
Sponsored by Credit Union Resources, Inc.
11:30 a.m. Conference Concludes
See you next year in San Antonio, Texas!